Serving the Needs of the Investment Professional

Mid Atlantic Capital Group, Inc., is a financial-services organization that includes Mid Atlantic Capital Corporation, a registered FINRA member broker-dealer (www.finra.org), and Mid Atlantic Financial Management, Inc., an SEC-registered investment adviser. Mid Atlantic Capital Group has a national presence, headquartered in Pittsburgh, Pennsylvania with a West Coast office in Sacramento, California.

We provide a broad array of sophisticated financial products, support services, and technology to a select group of independent investment professionals.

Mid Atlantic Financial Network

Mid Atlantic Financial Network is our comprehensive array of products, services, and related resources that supports independent investment professionals.

When you affiliate with Mid Atlantic, you’ll find us committed to teamwork, innovation, and reliability. As our brokerage, trade processing, and advisory businesses surpass the $20-billion mark in account assets, we know that this commitment is working — not just for us but also for those independent investment professionals who rely upon us.

The independent registered representatives and registered investment advisers whom we serve know that we pride ourselves on meeting their most challenging demands. You’ll find the Mid Atlantic team is driven by desire for continual improvement, so that we — and you — will always be prepared for the increasing and evolving requirements of the marketplace.

Building on Strategic Alliances

It’s our belief that well-managed teamwork among specialists will consistently produce excellent results. That’s one reason why we’ve sought out and carefully developed ongoing relationships with leading firms to complement our in-house resources. These strategic alliances help us to objectively deliver to you the best that the financial-services business has to offer.

Our accounts are cleared and custodied by National Financial Services, LLC (“NFS”), a Fidelity Investments company, which is one of the largest and most respected financial organizations in the world.

Our strategic alliance in data processing continues to set the industry standard for excellence in portfolio monitoring and reporting. Through our collaborative development of technology, we’ve produced software applications and report designs of a quality second to none.

Over the years we’ve established alliances with dozens of leading investment experts across a multitude of styles and disciplines. These relationships deliver premier talent in money management that was long the exclusive domain of very wealthy families and the largest corporations and institutions.

Our trading and operations group can deliver top notch service to meet your needs — in good part because of our alliances with leading securities-trading firms.

Responding to Our Clients – and Yours

Your business begins with your ability to build and expand relationships. Maintaining those relationships, however, depends on product, performance, and response. Those qualities are essential in an increasingly competitive marketplace.

We built Mid Atlantic Financial Network to help you compete — and to do it as an independent investment professional. You can respond easily to even the most demanding and sophisticated clients, because of our product management support and our service standards.

Responsiveness to the ever-changing world of financial services is a critical success factor in this business — and one where Mid Atlantic’s size and flexibility work to great advantage. When we identify an opportunity to add value, we act upon it carefully; as a “boutique,” we can also act upon it quickly.

Because we’re not weighed down by corporate bureaucracy, we remain agile. And our agility increases your ability to be a competitor with an edge. The Mid Atlantic Financial Network is managed by business people, not bankers. Your business can be precisely what you want it to be: Independent — with resources and support you can depend on, from Mid Atlantic Financial Network.Whether your business is fee-based or transactional, the Mid Atlantic Financial Network has the products you need, and the ability to provide executions through our agency trading desk for orders in a timely fashion without any mark-up to you.